Regulatory Examination Support for Financial Businesses
A FINTRAC examination is a high stakes moment you should not face unprepared. We support you through the whole examination, from preparing beforehand to managing it and handling the findings across Canada.
Support Right Through Your FINTRAC Examination
Being told FINTRAC will examine you can be daunting. What you do next matters. We help you get ready, prepare your documents, your people, and your responses, then support you through the examination itself and help you deal with whatever findings come out, so the whole process is handled calmly.
Before, During, and After
An examination is not just the day itself. We support you across the whole thing, helping you prepare thoroughly in advance, standing with you while it is underway, and then working through the findings, action plans, and any remediation afterwards. You get experienced help at every stage, so you go in ready and come out with a clear plan.
Exam Preparation
We get your documents, your people, and responses fully ready beforehand.
During Support
We stand with you while the whole examination is actually underway.
Findings Response
We help you work through whatever findings the examination finally produces.
Remediation Planning
We turn the findings into a clear action plan right afterwards.
Ready to Simplify Your Compliance?
Businesses We Support and Guide
We support payment service providers, money services businesses, currency dealers, crypto businesses, and many of the other financial businesses that are facing or preparing for a FINTRAC examination under Canadian regulation.
We support banks with program design, oversight, & regulatory examination readiness.
We help credit unions meet obligations proportionate to their membership and scale.
We handle registration, renewals, reporting, & controls FINTRAC expects from you.
We cover Bank of Canada registration alongside your anti money laundering obligations.
We establish what your wallet activity triggers, then build only what applies.
We build compliance around what your product does, before volumes and questions arrive.
We register virtual currency dealers and build the reporting their activity demands.
We support financial institutions across registration, program build, and reporting duties.
Why Businesses Choose Our Support
Go Ready
We prepare you thoroughly beforehand, so you face the examination organised and confident rather than scrambling at the last minute.
Calm Handling
We stand with you throughout, so the examination is managed steadily rather than becoming a stressful scramble under pressure.
Clear Aftermath
We turn findings into a clear plan, so you know exactly what to fix and how after the examination ends.
Serving Businesses Across Canada
We support businesses right across the whole of Canada, from Toronto and Montreal to Vancouver and Calgary, and foreign businesses facing a Canadian FINTRAC examination wherever they happen to be based.
Let's Talk About Your Compliance Needs
Schedule a Free Consultation
Whether you’re starting a new MSB or need ongoing AML support, our team responds within one business day.
Examination Support Questions
Clear answers to the questions businesses ask most about getting support through a FINTRAC examination right across the whole of Canada.
What is regulatory examination support?
It is help through a FINTRAC examination, from preparing beforehand to managing the examination itself and handling the findings afterwards.
When should we get support?
Ideally as soon as an examination is announced, so there is time to prepare properly, though we can help at any stage.
What happens after the examination?
Findings may need an action plan and remediation. We help you respond, fix what is raised, and close the matter properly.
How does this differ from FINTRAC liaison?
Liaison is the ongoing regulator relationship. Examination support is focused help for a specific examination, before, during, and after.
Do you handle the findings too?
Yes. We help you turn findings into an action plan and work through the remediation, not just get through the examination day.