AML Compliance Services for Private Equity Firms
Private equity carries genuine exposure from two entirely separate directions at once, arriving through the limited partners who fund you and also through the companies that you subsequently go on to acquire.
- FINTRAC Registered
- Cross-Border Expertise
- Audit Ready
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Limited Partners and Acquired Portfolio Companies
Private equity diligence runs in two directions. Capital arrives from limited partners including pension funds, family offices, sovereign investors, and individuals, each requiring identification and beneficial ownership work at commitment. Investors committing through nominee or offshore structures need tracing through, and sovereign or state linked investors frequently bring politically exposed connections that require enhanced measures rather than refusal.
Acquisition is the other direction, and it is the one firms underestimate. Buying a business means inheriting whatever compliance position it already had, including undisclosed obligations, sanctions exposure, and customers nobody assessed properly. Diligence carried out before completion is enormously cheaper than discovering after closing that a portfolio company has been a reporting entity for years without ever registering with anybody.
Compliance Support for Private Equity
We deliver limited partner diligence frameworks, target company compliance due diligence, portfolio company remediation planning, politically exposed investor procedures, fund level programme development, independent effectiveness reviews, and ongoing compliance support for private equity firms.
PSP Registration
End-to-end PSP registration support under Canada's Retail Payment Activities Act framework.
MSB Licensing
Complete MSB licensing and FINTRAC registration for money services businesses nationwide.
Banking
Deliver secure banking compliance solutions supporting regulatory excellence and operational efficiency.
AML Compliance
Build robust AML frameworks ensuring regulatory compliance and effective financial crime prevention.
Regulatory Consulting
Receive strategic regulatory advice supporting sustainable growth and complete compliance confidence.
Transaction Monitoring
Ongoing transaction monitoring and screening to detect and report suspicious activity.
Why Private Equity Firms Choose Us
We run diligence in both directions at once, covering the investors committing capital and the businesses you acquire, because compliance problems inherited at completion become entirely your problems immediately afterwards.
Investors Properly Identified
We trace limited partners through nominee and offshore structures, including sovereign investors carrying politically exposed connections requiring enhanced measures.
Targets Assessed Beforehand
We assess acquisition targets before completion, since undisclosed obligations become yours the moment a transaction actually closes.
Portfolio Gaps Remediated
We fix compliance positions inherited with acquisitions, including businesses that were reporting entities without ever registering properly.
Both Directions Covered
We handle investor side and acquisition side exposure together, because private equity carries genuine risk arriving from each.
Private Equity Firms We Support
We support private equity firms in every single province right across the whole of Canada today, alongside foreign sponsors acquiring Canadian businesses or raising capital from Canadian institutional investors directly.
What Our Clients Say
Canadian financial firms trust ABM Global Compliance to navigate complex regulation with clarity and care. From MSB licensing to ongoing AML support, our clients value our responsiveness, expertise, and genuine commitment to their long-term compliance success.
Let's Talk About Your Compliance Needs
Schedule a Free Consultation
Whether you’re starting a new MSB or need ongoing AML support, our team responds within one business day.
Private Equity Questions
Clear and direct answers to the questions private equity firms ask most about investor diligence and the acquisition related compliance exposure involved.
Must we identify limited partners?
Yes, including tracing through nominee and offshore structures to establish who genuinely holds the economic interest behind each commitment.
What about sovereign wealth investors?
They frequently bring politically exposed connections requiring enhanced measures and senior approval, rather than refusal of the commitment itself.
Do we inherit target problems?
Yes. Acquiring a business means acquiring its compliance position, including obligations it never met and exposure nobody disclosed.
When exactly should diligence happen?
Before completion. Discovering an unregistered reporting entity after closing is considerably more expensive than finding it during diligence.
A portfolio company is unregistered
That needs correcting promptly rather than quietly. We help businesses regularise their position instead of allowing exposure to compound further.